0001144204-14-069196.txt : 20141117 0001144204-14-069196.hdr.sgml : 20141117 20141117161229 ACCESSION NUMBER: 0001144204-14-069196 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141117 DATE AS OF CHANGE: 20141117 GROUP MEMBERS: CLOVER INVESTMENTS, L.L.C. GROUP MEMBERS: GAROLD R. BASE GROUP MEMBERS: JOHNNY GUERRY GROUP MEMBERS: MHC MUTUAL CONVERSION FUND, L.P. GROUP MEMBERS: MICHAEL C. MEWHINNEY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Hampden Bancorp, Inc. CENTRAL INDEX KEY: 0001375320 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 205714154 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-82461 FILM NUMBER: 141228025 BUSINESS ADDRESS: STREET 1: 19 HARRISON AVENUE CITY: SPRINGFIELD STATE: MA ZIP: 01102 BUSINESS PHONE: 413-736-1812 MAIL ADDRESS: STREET 1: 19 HARRISON AVENUE CITY: SPRINGFIELD STATE: MA ZIP: 01102 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Clover Partners, L.P. CENTRAL INDEX KEY: 0001309342 IRS NUMBER: 752842611 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 100 CRESCENT COURT STREET 2: SUITE 575 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-273-5200 MAIL ADDRESS: STREET 1: 100 CRESCENT COURT STREET 2: SUITE 575 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: Clover Partner, L.P. DATE OF NAME CHANGE: 20041122 SC 13D/A 1 v394491_sc13da.htm SC 13D/A

 

Securities and exchange commission

WASHINGTON, D.C. 20549

 

SCHEDULE 13D/A

(Amendment No. 6)

 

(Rule 13d-101)

 

Under the Securities Exchange Act of 1934

 

Hampden Bancorp, Inc.

(Name of Issuer)

 

Common Stock, $0.01 par value

(Title of Class of Securities)

 

40867E107

(CUSIP Number)

 

Clover Partners, L.P.
100 Crescent Court, Suite 575
Dallas, TX 75201

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)

 

- with copies to - 

 

Phillip M. Goldberg

Foley & Lardner LLP

321 North Clark Street

Chicago, Illinois 60610

(312) 832-4549

 

November 6, 2014

(Date of event which requires filing of this statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box x.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the “Act”), or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

 

 
 

 

CUSIP No. 40867E107 Page 2 of 14 Pages

  

1

NAME OF REPORTING PERSON

 

MHC Mutual Conversion Fund, L.P.

 

 

     
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a) ¨

(b) ¨

     
3 SEC USE ONLY  
     
4

SOURCE OF FUNDS

WC

 

 

     
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) ¨
     
6

CITIZENSHIP OR PLACE OF ORGANIZATION

Texas

 

 

     

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

7

SOLE VOTING POWER

513,183

 

 

8

SHARED VOTING POWER

0

 

 

9

SOLE DISPOSITIVE POWER

513,183

 

 

10

SHARED DISPOSITIVE POWER

0

 

 

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

513,183

 

 

     
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
     
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

9.3%

 

 

     
14

TYPE OF REPORTING PERSON

PN

 

 

     

 

 
 

 

CUSIP No. 40867E107 Page 3 of 14 Pages

  

1

NAME OF REPORTING PERSON

 

Clover Partners, L.P.

 

 

     
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a) ¨

(b) ¨

     
3 SEC USE ONLY  
     
4

SOURCE OF FUNDS

OO/AF

 

 

     
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) ¨
     
6

CITIZENSHIP OR PLACE OF ORGANIZATION

Texas

 

 

     

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

7

SOLE VOTING POWER

0

 

 

8

SHARED VOTING POWER

513,183

 

 

9

SOLE DISPOSITIVE POWER

0

 

 

10

SHARED DISPOSITIVE POWER

513,183

 

 

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

513,183

 

 

     
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
     
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

9.3%

 

 

     
14

TYPE OF REPORTING PERSON

PN, IA

 

 

     

 

 
 

 

CUSIP No. 40867E107 Page 4 of 14 Pages

  

1

NAME OF REPORTING PERSON

 

Clover Investments, L.L.C.

 

 

     
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a) ¨

(b) ¨

     
3 SEC USE ONLY  
     
4

SOURCE OF FUNDS

OO/AF

 

 

     
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) ¨
     
6

CITIZENSHIP OR PLACE OF ORGANIZATION

Texas

 

 

     

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

7

SOLE VOTING POWER

0

 

 

8

SHARED VOTING POWER

513,183

 

 

9

SOLE DISPOSITIVE POWER

0

 

 

10

SHARED DISPOSITIVE POWER

513,183

 

 

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

513,183

 

 

     
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
     
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

9.3%

 

 

     
14

TYPE OF REPORTING PERSON

CO

 

 

     

 

 
 

 

CUSIP No. 40867E107 Page 5 of 14 Pages

  

1

NAME OF REPORTING PERSON

 

Michael C. Mewhinney

 

 

     
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a) ¨

(b) ¨

     
3 SEC USE ONLY  
     
4

SOURCE OF FUNDS

OO/AF

 

 

     
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) ¨
     
6

CITIZENSHIP OR PLACE OF ORGANIZATION

USA

 

 

     

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

7

SOLE VOTING POWER

0

 

 

8

SHARED VOTING POWER

513,183

 

 

9

SOLE DISPOSITIVE POWER

0

 

 

10

SHARED DISPOSITIVE POWER

513,183

 

 

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

513,183

 

 

     
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
     
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

9.3%

 

 

     
14

TYPE OF REPORTING PERSON

IN

 

 

     

 

 
 

 

CUSIP No. 40867E107 Page 6 of 14 Pages

  

1

NAME OF REPORTING PERSON

 

Johnny Guerry

 

 

     
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a) ¨

(b) ¨

     
3 SEC USE ONLY  
     
4

SOURCE OF FUNDS

N/A

 

 

     
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) ¨
     
6

CITIZENSHIP OR PLACE OF ORGANIZATION

USA

 

 

     

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

7

SOLE VOTING POWER

0

 

 

8

SHARED VOTING POWER

0

 

 

9

SOLE DISPOSITIVE POWER

0

 

 

10

SHARED DISPOSITIVE POWER

0

 

 

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

0

 

 

     
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
     
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

0%

 

 

     
14

TYPE OF REPORTING PERSON

IN

 

 

     

 

 
 

 

CUSIP No. 40867E107 Page 7 of 14 Pages

  

1

NAME OF REPORTING PERSON

 

Garold R. Base

 

 

     
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a) ¨

(b) ¨

     
3 SEC USE ONLY  
     
4

SOURCE OF FUNDS

PF

 

 

     
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) ¨
     
6

CITIZENSHIP OR PLACE OF ORGANIZATION

USA

 

 

     

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

7

SOLE VOTING POWER

2,352

 

 

8

SHARED VOTING POWER

300

 

 

9

SOLE DISPOSITIVE POWER

2,352

 

 

10

SHARED DISPOSITIVE POWER

300

 

 

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

2,652

 

 

     
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
     
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

Less than 1%

 

 

     
14

TYPE OF REPORTING PERSON

IN

 

 

     

 

 
 

 

CUSIP No. 40867E107 Page 8 of 14 Pages

 

SCHEDULE 13D/A

 

This Sixth Amended Schedule 13D (this “Schedule 13D/A”) amends and restates the Schedule 13D initially filed with the Securities and Exchange Commission on August 22, 2012 and is being filed on behalf of MHC Mutual Conversion Fund, L.P., a Texas limited partnership (the “Fund”), Clover Partners, L.P., a Texas limited partnership and the general partner of the Fund (the “GP”), Clover Investments, L.L.C., a Texas limited liability company and the general partner of the GP (“Clover”), and Michael C. Mewhinney, the principal of Clover (collectively, the “MHC Mutual Conversion Fund Group”), relating to common stock ($0.01 par value) (the “Common Stock”) of Hampden Bancorp, Inc., a Delaware corporation (the “Issuer”).

 

With regard to the MHC Mutual Conversion Fund Group, this Schedule 13D/A relates to Common Stock of the Issuer purchased by the GP through the account of the Fund. The Fund may direct the vote and disposition of the 513,183 shares of Common Stock it holds directly. The GP serves as the investment adviser and general partner to the Fund and may direct the vote and disposition of the 513,183 shares of Common Stock held by the Fund. Clover serves as the general partner of the GP and may direct the GP to direct the vote and disposition of the 513,183 shares of Common Stock held by the Fund. As the manager of Clover, Mewhinney may direct the vote and disposition of the 513,183 shares of Common Stock held by the Fund. The MHC Mutual Conversion Fund Group expressly disclaims beneficial ownership of securities held by Johnny Guerry and Garold Base. The securities reported herein as being beneficially owned by the MHC Mutual Conversion Fund Group do not include any securities held by Mr. Guerry or Mr. Base.

 

Previously, by virtue of Johnny Guerry and Garold R. Base agreeing to serve as nominees for election to the Issuer’s Board of Directors in connection with the nomination of director candidates by the Fund, Mr. Guerry and Mr. Base may have been deemed to constitute a “group” with the MHC Mutual Conversion Fund Group for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). With the Issuer’s shareholder meeting completed, and Messrs. Guerry and Base elected as directors of the Issuer (with 62% of the votes cast at the meeting being voted for them to serve as directors), these parties will cease filing a joint Schedule 13D with the MHC Mutual Conversion Fund Group. Mr. Guerry and Mr. Base expressly disclaim beneficial ownership of securities held by the MHC Mutual Conversion Fund Group and by each other. The securities reported herein (if any) as being beneficially owned by Mr. Guerry or Mr. Base do not include any securities held by each other or by any member of the MHC Mutual Conversion Fund Group.

 

Item 1.Security and Issuer

 

  Securities acquired: Common Stock
     
  Issuer:

Hampden Bancorp, Inc.

19 Harrison Ave.

Springfield, Massachusetts 01102

 

 
 

 

CUSIP No. 40867E107 Page 9 of 14 Pages

 

Item 2.Identity and Background

 

(a)       With regard to the MHC Mutual Conversion Fund Group, this Schedule 13D/A is jointly filed by the Fund, the GP, Clover and Mr. Mewhinney. Because Mr. Mewhinney is the manager of Clover, which is the general partner of the GP (with Mr. Mewhinney, the Fund and Clover hereinafter referred to as the “Controlling Persons”), the Controlling Persons may be deemed, pursuant to Rule 13d-3 of the Exchange Act, to be the beneficial owners of all of the Common Stock held by the Fund.

 

Each of the persons identified in this Schedule 13D/A is referred to as a “Reporting Person” and, collectively, as the “Reporting Persons.” Each of the Reporting Persons is a party to that certain Joint Filing Agreement attached hereto as Exhibit 1. While Mr. Guerry and Mr. Base may previously have been deemed to constitute a “group” with the MHC Mutual Conversion Fund Group for purposes of Section 13(d)(3) of the Exchange Act, due to Mr. Guerry and Mr. Base agreeing to serve as nominees for election to the Issuer’s Board of Directors in connection with the nomination of director candidates by the MHC Mutual Conversion Fund Group, neither Mr. Guerry nor Mr. Base is, and will not become, a party to any agreement, arrangement or understanding with, and has not given any commitment or assurance to, the MHC Mutual Conversion Fund Group as to how he will act or vote on any issue or question as a director of the Issuer.

 

The Reporting Persons are filing this Schedule 13D/A jointly, as they previously may have been considered a “group” under Section 13(d)(3) of the Act. With the Issuer’s shareholder meeting completed, and Messrs. Guerry and Base elected as directors of the Issuer, these parties will cease filing a joint Schedule 13D with the MHC Mutual Conversion Fund Group. The fact of this filing nor anything contained herein shall be deemed to be an admission by the Reporting Persons that such a group has ever existed.

 

The principal place of business for each of the Reporting Persons (other than Mr. Base) is 100 Crescent Court, Suite 575, Dallas, TX 75201. The principal place of business for Mr. Base is 2100 Crown Knoll Ln., Plano, Texas 75093.

 

(c)       The principal occupation of Mr. Mewhinney is serving as the managing member of Clover. The principal business of Clover is acting as the general partner of the GP. The principal business of the GP is investment management. The principal business of the Fund is investing in securities.

 

The principal occupation of Mr. Guerry is serving as a partner of Clover.

 

Mr. Base owns and operates his own consulting practice under the name Base & Associates.

 

(d)       During the last five years, none of the Reporting Persons have been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).

 

(e)       During the last five years, none of the Reporting Persons have been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and, as a result of such proceeding, were or are subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

 

 
 

 

CUSIP No. 40867E107 Page 10 of 14 Pages

 

(f)       The Fund, the GP and Clover are organized under the laws of the State of Texas. Mr. Mewhinney, Mr. Guerry and Mr. Base are each a citizen of the United States of America.

 

Item 3.Source and Amount of Funds

 

As of the date of this Schedule 13D/A, the Fund had invested $7,011,737.70 (inclusive of brokerage commissions) in Common Stock of the Issuer. The source of these funds was the working capital of the Fund.

 

As of the date of this Schedule 13D/A, Mr. Base had invested $34,469 (inclusive of brokerage commissions) in Common Stock of the Issuer. The source of these funds was personal investment capital.

 

Item 4.Purpose of the Transaction

 

The Reporting Persons purchased the Common Stock for investment purposes. The MHC Mutual Conversion Fund Group’s intent is to influence the policies of the Issuer and assert shareholder rights, with a goal of maximizing the value of the Common Stock.

 

Consistent with its investment purpose, the MHC Mutual Conversion Fund Group has engaged and will continue to engage in communications with one or more officers of the Issuer and/or one or more members of the board of directors of the Issuer (the “Board”), and/or one or more representatives of the Issuer regarding the Issuer, including, but not limited to its business, management, operations, assets, capitalization, financial condition, governance, strategy and future plans.  The MHC Mutual Conversion Fund Group has discussed and will continue to discuss ideas that, if effectuated, may result in any of the following: a sale or transfer of a material amount of assets of the Issuer and/or changes in the Board or management of the Issuer.

 

The Reporting Persons may purchase, sell or transfer Common Stock beneficially owned by them from time to time in public transactions depending on economic considerations and, subject to the below, the results of such communications.  Any such transactions may be effected at any time or from time to time subject to any applicable limitations imposed on the sale of the Common Stock by applicable law.

 

The Reporting Persons may purchase, sell or transfer Common Stock beneficially owned by them from time to time in public transactions depending on economic considerations and, subject to the below, the results of such communications.  Any such transactions may be effected at any time or from time to time subject to any applicable limitations imposed on the sale of the Common Stock by applicable law.

 

On August 4, 2014, the Fund submitted notice to the Issuer of its intent to nominate Mr. Guerry and Mr. Base as nominees for election as directors, on the WHITE proxy card, at the Issuer’s 2014 Annual Shareholder Meeting. At the Shareholder Meeting, Messrs. Guerry and Base received 62% of the votes cast at the meeting in favor of their election as directors. In addition, as recommended by the MHC Mutual Conversion Fund Group, a majority of the votes cast at the meeting voted against approval of the advisory, non-binding vote on the compensation of the Issuer’s named executive officers. The final vote was certified on November 6, 2014.

 

 
 

 

CUSIP No. 40867E107 Page 11 of 14 Pages

 

Except to the extent the foregoing may be deemed a plan or proposal, the Reporting Persons have no plans or proposals which relate to, or could result in, any of the matters referred to in paragraphs (a) through (j), inclusive, of the instructions to Item 4 of the Schedule 13D. The Reporting Persons may, at any time and from time to time, review or reconsider their position and/or change their purpose and/or formulate plans or proposals with respect thereto.

 

Item 5.Interest in Securities of the Issuer

 

(a) - (b) The MHC Mutual Conversion Fund Group beneficially owns 513,183 shares of Common Stock, which represents 9.3% of the Issuer’s outstanding shares of Common Stock. The percentage of beneficial ownership of the Reporting Persons, as reported in this Schedule 13D/A, was calculated by dividing (i) the total number of shares of Common Stock beneficially owned by the MHC Mutual Conversion Fund Group as as set forth in this Schedule 13D/A, by (ii) the 5,498,111, shares of Common Stock outstanding as of November 1, 2014, according to the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 10, 2014.

 

The GP, in its capacity as investment manager and general partner to the Fund has power to vote the 513,183 shares of Common Stock and the power to dispose of the 513,183 shares of Common Stock held in the Fund. Clover, in its capacity as general partner of the GP and Mr. Mewhinney, as the managing member of Clover, may each be deemed to beneficially own the Common Stock held in the Fund.

 

Mr. Base beneficially owns 2,652 shares of the Common Stock, less than 1% of the Issuer’s outstanding shares of Common Stock.

 

(c)       None of the Reporting Persons has effected any transactions in the Common Stock within the past sixty days.

 

The filing of this Schedule 13D/A shall not be construed as admission that the GP, Clover, or Mr. Mewhinney is for the purposes of Section 13(d) or 13(g) of the Exchange Act the beneficial owner of any of the 513,183 shares of Common Stock owned by the Fund. Pursuant to Rule 13d-4, the GP, Clover, and Mr. Mewhinney disclaim all such beneficial ownership.

 

(d)       No person other than the Reporting Persons is known to have the right to receive, or the power to direct the receipt of dividends from, or proceeds from the sale of, the Common Stock.

 

(e)       Not applicable.

 

Item 6.Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

 

With respect to the Fund, GP is entitled to (1) an allocation of a portion of profits, if any, and (2) a management fee based upon a percentage of total capital.

 

 
 

 

CUSIP No. 40867E107 Page 12 of 14 Pages

 

Messrs. Guerry and Base are indemnified by the Fund for liabilities they may have incurred in connection with the solicitation of proxies for use at the 2014 Annual Meeting of Shareholders of the Issuer. The Fund will also reimburse Messrs. Guerry and Base for expenses that they reasonably incurred in connection with the solicitation of proxies for use at the 2014 Annual Meeting of Shareholders of the Issuer. Neither Mr. Guerry nor Mr. Base is, and will not become, a party to any agreement, arrangement or understanding with, and has not given any commitment or assurance to, the Fund, each other or any other person as to how he will act or vote on any issue or question as a director of the Issuer.

 

Other than the foregoing agreements and arrangements, and the Joint Filing Agreement, there are no contracts, arrangements, understandings or relationships among the persons named in Item 2 hereof and between such persons and any person with respect to any securities of the Issuer.

 

Item 7.Material to be Filed as Exhibits

 

Exhibit No.   Description
     
Exhibit 1   Joint Filing Agreement by and among the Reporting Persons (incorporated by reference to Exhibit 1 filed with Amendment No. 5 to this Schedule 13D/A, as filed on August 4, 2014)*
     
Exhibit 2   Board Letter (incorporated by reference to Exhibit 2 filed with Amendment No. 1 to this Schedule 13D/A, as filed on October 17, 2012)*
     
Exhibit 3   Nomination Letter (incorporated by reference to Exhibit 3 filed with Amendment No. 2 to this Schedule 13D/A, as filed on May 1, 2013)*
     
Exhibit 4   Notice of Shareholder Proposal (incorporated by reference to Exhibit 4 filed with Amendment No. 3 to this Schedule 13D/A, as filed on September 16, 2013)*
     
Exhibit 5   Nomination Letter (incorporated by reference to Exhibit 5 filed with Amendment No. 5 to this Schedule 13D/A, as filed on August 4, 2014)*

 

* Previously filed.

 

 
 

 

CUSIP No. 40867E107 Page 13 of 14 Pages

 

SIGNATURES

 

After reasonable inquiry and to the best of their knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

Dated: November 14, 2014

 

  MHC Mutual Conversion Fund, L.P.
   
  By: Clover Partners, L.P.

 

  By: Clover Investments, L.L.C., general partner
   
  By: /s/ John Guerry
  Name:  John Guerry
  Title: Principal

 

  Clover Partners, L.P.
   
  By: Clover Investments, L.L.C., general partner

 

  By: /s/ John Guerry
  Name:  John Guerry
  Title: Principal

 

  Clover Investments, L.L.C.
     
    By: /s/ John Guerry
    Name:  John Guerry
    Title: Principal

 

  /s/ Michael C. Mewhinney
  Michael C. Mewhinney

 

 
 

 

CUSIP No. 40867E107 Page 14 of 14 Pages

 

  /s/ John Guerry
  John Guerry
   
  /s/ Garold R. Base
  Garold R. Base